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Compliance

Compliance

DCJ Financial Services cc subscribes to Masthead Financial Service to facilitate all necessary procedures to ensure that DCJ Financial Services cc is fully compliant as per the regulatory requirements of the Financial Services Board.

This includes Compliance Monitoring and FICA Monitoring.

Masthead Financial Services also provides our practice with a unique integrated “risk management” solution which further assists DCJ Financial Services cc attain optimal functionality in key operation areas.

Succession Planning

In terms of legislation which governs our industry, financial planning operations are obliged to have in place a succession plan to cater for the eventuality of the death or incapacity of the principal member of the practice.

With this in mind, Mr Craig Ivins (Key Individual) integrated Mr Paul Mitchell into DCJ Financial Services so that in the event of Mr Craig Ivins passing away, or becoming incapacitated, DCJ Financial Services cc will still be in a position to continue with full efficiencies of current practice.

Succession Planning

In terms of legislation which governs our industry, financial planning operations are obliged to have in place a succession plan to cater for the eventuality of the death or incapacity of the principal member of the practice.

With this in mind, Mr Craig Ivins (Key Individual) integrated Mr Paul Mitchell into DCJ Financial Services so that in the event of Mr Craig Ivins passing away, or becoming incapacitated, DCJ Financial Services cc will still be in a position to continue with full efficiencies of current practice.

Conflict of Interest

A conflict of interest may occur when in rendering a financial service to you we do not act objectively or do not render an unbiased or fair service to you or do not act in your interests, including but not limited to a financial interest, an ownership interests and any relationship with a third party.

DCJ Financial Services cc is committed to ensuring that all business is conducted in accordance with good business practice. To this end, DCJ Financial Services cc conducts business in an ethical and equitable manner and in a way that safeguards the interests of all stakeholders to minimise and manage all real and potential conflicts of interests.

Ready to BUILD YOUR FUTURE?

A Financial Plan is not just about your future, but about your present as well. Many people believe financial planning will help them only in their future, however, it is something that will help you learn about playing fully in this very moment. Therefore, rather than constantly worrying about future security, look at what best you can do in the present with your financial resources.

COLLABORATION

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